| Internet protocol suite |
|---|
| Application layer |
| Transport layer |
| Internet layer |
| Link layer |
File Transfer Protocol (FTP) is a standard network protocol used to transfer files from one host to another host over a TCP-based network, such as the Internet. FTP is built on a client-server architecture and uses separate control and data connections between the client and server.[1] FTP users may authenticate themselves using a clear-text sign-in protocol but can connect anonymously if the server is configured to allow it.
The first FTP client applications were interactive command-line tools, implementing standard commands and syntax. Graphical user interface clients have since been developed for many of the popular desktop operating systems in use today.[2][3]
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The original specification for the File Transfer Protocol was written by Abhay Bhushan[4] and published as RFC 114 on 16 April 1971, even before TCP and IP existed.[2] It was later replaced by RFC 765 (June 1980) and RFC 959 (October 1985), the current specification.[2] Several proposed standards amend RFC 959, for example RFC 2228 (June 1997) proposes security extensions and RFC 2428 (September 1998) adds support for IPv6 and defines a new type of passive mode.[5]
The protocol is specified in RFC 959,[2] which is summarized below.[6]
FTP operates on the application layer of the OSI model, and is used to transfer files using TCP/IP.[3] In order to do this an FTP server needs to be running and waiting for incoming requests.[3] The client computer is then able to communicate with the server on port 21.[3][7] This connection, called the control connection,[8] remains open for the duration of the session, with a second connection, called the data connection,[2][8] either opened by the server from its port 20 to a negotiated client port (active mode) or opened by the client from an arbitrary port to a negotiated server port (passive mode) as required to transfer file data.[2][7] The control connection is used for session administration (i.e., commands, identification, passwords)[9] exchanged between the client and server using a telnet-like protocol. For example "RETR filename" would transfer the specified file from the server to the client. Due to this two-port structure, FTP is considered an out-of-band protocol, as opposed to an in-band protocol such as HTTP.[9]
The server responds on the control connection with three digit status codes in ASCII with an optional text message, for example "200" (or "200 OK.") means that the last command was successful. The numbers represent the code number and the optional text represent explanations (e.g., <OK>) or needed parameters (e.g., <Need account for storing file>).[1] A file transfer in progress over the data connection can be aborted using an interrupt message sent over the control connection.
FTP can be run in active or passive mode, which determine how the data connection is established.[8] In active mode, the client sends the server the IP address and port number on which the client will listen, and the server initiates the TCP connection.[7] In situations where the client is behind a firewall and unable to accept incoming TCP connections, passive mode may be used. In this mode the client sends a PASV command to the server and receives an IP address and port number in return.[7][8] The client uses these to open the data connection to the server.[6] Both modes were updated in September 1998 to add support for IPv6. Other changes were made to passive mode at that time, making it extended passive mode.[10]
While transferring data over the network, four data representations can be used:[2][3][5]
For text files, different format control and record structure options are provided. These features were designed to facilitate files containing Telnet or ASA formatting.
Data transfer can be done in any of three modes:[1][2]
FTP login utilizes a normal username/password scheme for granting access.[2] The username is sent to the server using the USER command, and the password is sent using the PASS command.[2] If the information provided by the client is accepted by the server, the server will send a greeting to the client and the session will be open.[2] If the server supports it, users may log in without providing login credentials. The server will also limit access for that session based on what the user is authorized.[2]
FTP was not designed to be a secure protocol—especially by today's standards—and has many security weaknesses.[11] In May 1999, the authors of RFC 2577 enumerated the following flaws:[12]
FTP was not designed to encrypt its traffic; all transmissions are in clear text, and user names, passwords, commands and data can be easily read by anyone able to perform packet capture (sniffing) on the network.[2][11] This problem is common to many Internet Protocol specifications (such as SMTP, Telnet, POP and IMAP) designed prior to the creation of encryption mechanisms such as TLS or SSL.[5] A common solution to this problem is use of the "secure", TLS-protected versions of the insecure protocols (e.g. FTPS for FTP, TelnetS for Telnet, etc.) or selection of a different, more secure protocol that can handle the job, such as the SFTP/SCP tools included with most implementations of the Secure Shell protocol.
A host that provides an FTP service may additionally provide anonymous FTP access.[2] Users typically log into the service with an 'anonymous' account when prompted for user name. Although users are commonly asked to send their email address in lieu of a password,[3] no verification is actually performed on the supplied data.[13] Many FTP hosts whose purpose is to provide software updates will provide anonymous logins.[3]
Where FTP access is restricted, a FTPmail service can be used to circumvent the problem. An e-mail containing the FTP commands to be performed is sent to a FTPmail server, which parses the incoming e-mail, executes the requested FTP commands, and sends back an e-mail with any downloaded files as attachments. This service is less flexible than an FTP client, as it is not possible to view directories interactively or to issue modify commands. There can also be problems with large file attachments in the response not getting through mail servers. The service was used when some users' only internet access was via e-mail through gateways such as a BBS or online service. As most internet users these days have ready access to FTP, this procedure is no longer in everyday use.
Most common web browsers can retrieve files hosted on FTP servers, although they may not support protocol extensions such as FTPS.[3][14] When an FTP—rather than HTTP—URL is supplied, the accessible contents of the remote server is presented in a manner similar to that used for other Web content. A full-featured FTP client can be run within Firefox in the form of an extension called FireFTP
FTP URL syntax is described in RFC1738,[15] taking the form:
ftp://[<user>[:<password>]@]<host>[:<port>]/<url-path>[15]
(The bracketed parts are optional.) For example:
ftp://public.ftp-servers.example.com/mydirectory/myfile.txt
or:
ftp://user001:secretpassword@private.ftp-servers.example.com/mydirectory/myfile.txt
More details on specifying a user name and password may be found in the browsers' documentation, such as, for example, Firefox [16] and Internet Explorer.[17]
By default, most web browsers use passive (PASV) mode, which more easily traverses end-user firewalls.
FTP normally transfers data by having the server connect back to the client, after the PORT command is sent by the client. This is problematic for both NATs and firewalls, which do not allow connections from the Internet towards internal hosts.[18] For NATs, an additional complication is the representation of the IP addresses and port number in the PORT command refer to the internal host's IP address and port, rather than the public IP address and port of the NAT.
There are two approaches to this problem. One is that the FTP client and FTP server use the PASV command, which causes the data connection to be established from the FTP client to the server.[18] This is widely used by modern FTP clients. Another approach is for the NAT to alter the values of the PORT command, using an application-level gateway for this purpose.[18]
There are several methods of securely transferring files that have been called "Secure FTP" at one point or another.
Explicit FTPS is an extension to the FTP standard that allows clients to request that the FTP session be encrypted. This is done by sending the "AUTH TLS" command. The server has the option of allowing or denying connections that do not request TLS. This protocol extension is defined in the proposed standard: RFC 4217.port no 21
Implicit FTPS is deprecated standard for FTP that required the use of a SSL or TLS connection. It was specified to use different ports than plain FTP.
SFTP, the "SSH File Transfer Protocol," is not related to FTP except that it also transfers files and has a similar command set for users.
SFTP, or secure FTP, is a program that uses SSH to transfer files. Unlike standard FTP, it encrypts both commands and data, preventing passwords and sensitive information from being transmitted in the clear over the network. It is functionally similar to FTP, but because it uses a different protocol, you can't use a standard FTP client to talk to an SFTP server, nor can you connect to an FTP server with a client that supports only SFTP.
FTP over SSH (not SFTP) refers to the practice of tunneling a normal FTP session over an SSH connection.[11]
Because FTP uses multiple TCP connections (unusual for a TCP/IP protocol that is still in use), it is particularly difficult to tunnel over SSH. With many SSH clients, attempting to set up a tunnel for the control channel (the initial client-to-server connection on port 21) will protect only that channel; when data is transferred, the FTP software at either end will set up new TCP connections (data channels), which bypass the SSH connection, and thus have no confidentiality, integrity protection, etc.
Otherwise, it is necessary for the SSH client software to have specific knowledge of the FTP protocol, and monitor and rewrite FTP control channel messages and autonomously open new packet forwardings for FTP data channels. Software packages that support this mode are:
FTP over SSH is sometimes referred to as secure FTP; this should not be confused with other methods of securing FTP, such as with SSL/TLS (FTPS). Other methods of transferring files using SSH that are not related to FTP include SFTP and SCP; in each of these, the entire conversation (credentials and data) is always protected by the SSH protocol.
Below is a list of FTP commands that may be sent to an FTP server, including all commands that are standardized in RFC 959 by the IETF. All commands below are RFC 959 based unless stated otherwise. Note that most command-line FTP clients present their own set of commands to users. For example, GET is the common user command to download a file instead of the raw command RETR.
| Command | RFC | Description |
|---|---|---|
| ABOR | Abort an active file transfer | |
| ACCT | Account information | |
| ADAT | RFC 2228 | Authentication/Security Data |
| ALLO | Allocate sufficient disk space to receive a file | |
| APPE | Append. | |
| AUTH | RFC 2228 | Authentication/Security Mechanism |
| CCC | RFC 2228 | Clear Command Channel |
| CDUP | RFC 959 | Change to Parent Directory |
| CONF | RFC 2228 | Confidentiality Protection Command |
| CWD | RFC 697 | Change working directory |
| DELE | Delete file. | |
| ENC | RFC 2228 | Privacy Protected Channel |
| EPRT | RFC 2428 | Specifies an extended address and port to which the server should connect |
| EPSV | RFC 2428 | Enter extended passive mode |
| FEAT | RFC 2389 | Get the feature list implemented by the server |
| HELP | Help | |
| LANG | RFC 2640 | Language Negotiation |
| LIST | Returns information of a file or directory if specified, else information of the current working directory is returned | |
| LPRT | RFC 1639 | Specifies a long address and port to which the server should connect |
| LPSV | RFC 1639 | Enter long passive mode |
| MDTM | RFC 3659 | Return the last-modified time of a specified file |
| MIC | RFC 2228 | Integrity Protected Command |
| MKD | RFC 959 | Make directory |
| MLSD | RFC 3659 | Lists the contents of a directory if a directory is named |
| MLST | RFC 3659 | Provides data about exactly the object named on its command line, and no others |
| MODE | Sets the transfer mode (Stream, Block, or Compressed) | |
| NLST | Returns a list of file names in a specified directory | |
| NOOP | No operation (dummy packet; used mostly on keepalives) | |
| OPTS | RFC 2389 | Select options for a feature |
| PASS | Authentication password | |
| PASV | Enter passive mode | |
| PBSZ | RFC 2228 | Protection Buffer Size |
| PORT | Specifies an address and port to which the server should connect | |
| PROT | RFC 2228 | Data Channel Protection Level |
| PWD | RFC 959 | Print working directory. Returns the current directory of the host |
| QUIT | Disconnect | |
| REIN | Re initializes the connection | |
| REST | RFC 3659 | Restart transfer from the specified point |
| RETR | Transfer a copy of the file | |
| RMD | RFC 959 | Remove a directory |
| RNFR | Rename from. | |
| RNTO | Rename to | |
| SITE | Sends site specific commands to remote server | |
| SIZE | RFC 3659 | Return the size of a file |
| SMNT | RFC 959 | Mount file structure |
| STAT | Returns the current status | |
| STOR | Accept the data and to store the data as a file at the server site | |
| STOU | RFC 959 | Store file uniquely |
| STRU | Set file transfer structure | |
| SYST | RFC 959 | Return system type |
| TYPE | Sets the transfer mode (ASCII/Binary) | |
| USER | Authentication username | |
| XCUP | RFC 775 | Change to the parent of the current working directory |
| XMKD | RFC 775 | Make a directory |
| XPWD | RFC 775 | Print the current working directory |
| XRCP | RFC 743 | |
| XRMD | RFC 775 | Remove the directory |
| XRSQ | RFC 743 | |
| XSEM | RFC 737 | Send, mail if cannot |
| XSEN | RFC 737 | Send to terminal |
Below is a summary of the reply codes that may be returned by an FTP server. These codes have been standardized in RFC 959 by the IETF. The reply code is a three-digit value.
The first digit of the reply code is used to indicate one of three possible outcomes, 1) success, 2) failure, and 3) error or incomplete:
The second digit defines the kind of error:
The third digit of the reply code is used to provide additional detail for each of the categories defined by the second digit.
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